June 25, Tuesday 11:00 AM PDT | 02:00 PM EDT | Duration: 90 Min - Online
What You Will Learn
You will learn how to perform risk assessments for ERM, IT and Internal control function of your organization, how to complete the ERM Risk Assessment using the ERM Risk Assessment Matrix, how to complete the general IT Risk Assessment as well as a thorough Risk Assessment for your Internal Controls.
You will get NASBA(1.8) credits by attending this course.
This course is approved by NASBA (National Association of State Boards of Accountancy). Attendees of Live Webinar are eligible for 1.8 CPE credit up on full completion of the course.
Why You Should Attend
Risk assessments establish the foundation for all other components of the risk management program. Simply put, if a risk is not identified, there is no chance that key risk indicators, scenario analysis, or any other analysis of that risk will be performed. Additionally, if a risk is not properly assessed and prioritize, mitigating strategies may be inadequate, which will create unacceptable residual risk.
The value of conducting both high-level assessments of all business units and detailed assessments of their most significant processes has been confirmed throughout the years as firms that have a rigorous risk assessment process are less vulnerable to unexpected risk events.
This online course will explore how key processes must be regularly validated and why risk assessment is a critical component of several compliance programs such as Sarbanes-Oxley Section 404 internal control over financial reporting, customer privacy, money laundering and anti-bribery.
Who Will Benefit:
Mario Mosse has over 40 years of experience in operational risk management, internal audit and regulatory compliance at financial services companies. He is the president of MMosse Consulting, LLC, where he provides risk management advice and training to the financial services industry.
Previously, he was the head of operational risk management at Prudential Financial, Inc.
Prior to joining Prudential, Mr. Mosse was with The Chase Manhattan Bank, where he held several senior positions in internal audit and risk management
Peter Madigan - the US regulation editor for Risk.net
Mario Mosse has waged a careful campaign to implement Basel II at Prudential, a New Jersey-headquartered insurance company. Delivering value both to senior management and to the business lines is at the core of his strategy.